Enforcement - Forms

Section 39 (1) (b) of the Alberta Utilities Commission Act (AUCA) requires that the MSA undertake activities to address contraventions of ISO Rules, reliability standards, or other enactment. The MSA has developed an Investigation and Enforcement Process Document in consultation with industry stakeholders. This process sets out the procedures followed to review and address such matters beginning with a self report, or referral of a matter to the MSA, through to a possible outcome of forbearance, specified penalty, or application to the AUC for administrative penalty.

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Download Notice Re Parameters for Acceptable Financial Performance under the Rate of Last Resort Regulation Notice Re Parameters for Acceptable Financial Performance under the Rate of Last Resort Regulation Rate of Last Resort Regulation MSA Activities March 14, 2025
Download Notice Re Parameters for Acceptable Financial Performance Process Notice Re Parameters for Acceptable Financial Performance Process Rate of Last Resort Regulation MSA Activities May 1, 2025
Download Notice Re Offer Behaviour Enforcement Guidelines DRAFT 112510 3 Notice Re Offer Behaviour Enforcement Guidelines DRAFT 112510 3 Older November 26, 2010
Download Notice re Next Steps 032112 Notice re Next Steps 032112 Older March 21, 2012
Download Notice re MSOC 2013 Notice re MSOC 2013 Notices July 9, 2013
Download Notice Re MSA Stakeholder Consultation on Rate of Last Resort Regulation MSA Activities – Draft Final Parameters Notice Re MSA Stakeholder Consultation on Rate of Last Resort Regulation MSA Activities – Draft Final Parameters Rate of Last Resort Regulation MSA Activities May 20, 2025
Download Notice Re MSA stakeholder consultation on Rate of Last Resort Regulation MSA activities - July 14 stakeholder responses Notice Re MSA stakeholder consultation on Rate of Last Resort Regulation MSA activities - July 14 stakeholder responses Rate of Last Resort Regulation MSA Activities July 29, 2025
Download Notice Re MSA stakeholder consultation on Rate of Last Resort Regulation MSA activities - April 11 stakeholder responses Notice Re MSA stakeholder consultation on Rate of Last Resort Regulation MSA activities - April 11 stakeholder responses Rate of Last Resort Regulation MSA Activities May 1, 2025
Download Notice Re MSA Response to Stakeholder Comments 092910 Notice Re MSA Response to Stakeholder Comments 092910 Older September 29, 2010
Download Notice re MSA Market Share Offer Control Notice re MSA Market Share Offer Control Notices June 7, 2024
Download Notice re MOU with the Competition Bureau and FERC 030314 Notice re MOU with the Competition Bureau and FERC 030314 Notices March 14, 2014
Download Notice re Market Share Offer Control 2014 Notice re Market Share Offer Control 2014 Notices July 7, 2014
Download Notice re Market Pathways comments Notice re Market Pathways comments Notices September 5, 2023
Download Notice Re Market Participant Offer Behaviour Illustrative Examples 091010 Notice Re Market Participant Offer Behaviour Illustrative Examples 091010 Older October 10, 2010
Download Notice re Market Harm Draft Comments 121913 Notice re Market Harm Draft Comments 121913 Older December 19, 2013
Download Notice Re Market Data Transparency Posting of Stakeholder Comments 102711 Notice Re Market Data Transparency Posting of Stakeholder Comments 102711 Older October 27, 2011
Download Notice re Market Data Transparency 101812 Notice re Market Data Transparency 101812 Older October 18, 2012
Download Notice re Leger Market Survey Notice re Leger Market Survey Notices March 25, 2014
Download Notice re Joint Stakeholder Session 030212 Notice re Joint Stakeholder Session 030212 Older March 2, 2012
Download Notice re Implementation of the Investigation and Enforcement Process Notice re Implementation of the Investigation and Enforcement Process Notices September 1, 2026
Download Notice re Framework for the Assessment Market Harm 073113 Notice re Framework for the Assessment Market Harm 073113 Older July 31, 2013
Download Notice re Final Offer Behaviour Enforcement Guidelines and stakeholder comments on the draft Notice re Final Offer Behaviour Enforcement Guidelines and stakeholder comments on the draft Guidelines January 14, 2011
Download Notice Re Final OBEG and response to Stakeholder Comments 011411 v2 Notice Re Final OBEG and response to Stakeholder Comments 011411 v2 Older January 14, 2011
Download Notice re Fast Frequency Response comments Notice re Fast Frequency Response comments Notices October 30, 2023
Download Notice re Employment Opportunity - Senior Advisor Notice re Employment Opportunity - Senior Advisor Notices January 19, 2016
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